发布日期:2024-08-14 07:44 点击次数:69
北京商报讯(记者 李海媛)6月14日2024炒股配资,浙江证监局发文称,经查,发现杭州萧山卓悦私募基金管理有限公司(以下简称“萧山卓悦私募”)在开展私募基金业务中存在未勤勉谨慎履行管理人职责,未健全公平交易机制、防范利益冲突机制;部分基金未按照基金合同约定履行信息披露义务的违规行为。
根据有关规定,浙江证监局决定对萧山卓悦私募采取出具警示函的监督管理措施,并记入证券期货市场诚信档案。同时,浙江证监局也提到,杜雪冲作为公司法定代表人,未勤勉谨慎履行相关职责与义务2024炒股配资,对公司上述问题负有主要责任,违反了相关规定,决定对其采取出具警示函的监督管理措施,并记入证券期货市场诚信档案。
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